Thomas Bruce Seamans
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial, LLCDec 2020 to now
- Delta Community Credit UnionDec 2020 to now
- Morgan StanleyJan 2019 to Dec 2020
- Delta Community Credit UnionApr 2018 to Jan 2019
- LPL Financial LLCApr 2018 to Jan 2019
- Epiq/morgan StanleyMar 2018 to Mar 2018
- UnemployedDec 2017 to Mar 2018
- Duval County Public SchoolsJun 2015 to Dec 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (GA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5241600
- Firm CRD
- 6413