Travis Leigh Bator
Investment adviser representative at Capstone Investment Group
20 yearsExperience
5 statesRegistered in
$342.7MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- M.S. Howells & Co.Apr 2025 to now
- Capstone Investment Group, LLCJan 2025 to now
- Tlb LawAug 2024 to now
- Independent Financial Group, LLCSep 2023 to Aug 2024
- Harbour Investments, IncFeb 2021 to Sep 2023
- Harbour Management, LLCFeb 2021 to Sep 2023
- Crisp & AssociatesOct 2020 to Feb 2021
- York Pa District Attorney's OfficeJul 2019 to Oct 2020
- Ameriprise Financial Services, Inc.Oct 2006 to Jul 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 5 states (MI, OR, TX, WA, WI).
Capstone Investment Group
Legal name: Capstone Investment Group, LLC
$342.7MAssets managed
819Clients
7Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5241485
- Firm CRD
- 159918