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Adam Michael Farrell

Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

10 years in the industry.

  1. Northwestern Mutual Investment Services, LLCJun 2026 to now
  2. Northwestern Mutual Life Insurance CompanyMay 2026 to now
  3. Equitable Advisors LLCFeb 2024 to Feb 2026
  4. UnemployedSep 2023 to Jan 2024
  5. Gage Marine- Pier 290 Restaurant and Lake Life CateringMar 2019 to Aug 2023
  6. UnemployedJul 2018 to Mar 2019
  7. Evergreen Country ClubOct 2016 to Jul 2018

Exams passed

  • Series 65 · Uniform Investment Adviser Law2006
  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 1 state (WI).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5237573
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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