Derek Sausa
Investment adviser representative at TD Private Client Wealth LLC
12 yearsExperience
15 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
Are you Derek Sausa? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- TD Bank N.A.Aug 2022 to now
- TD Private Client Wealth LLCAug 2022 to now
- Greenberg & RappSep 2019 to Aug 2022
- M Holdings Securities, Inc.Sep 2019 to Aug 2022
- CitigroupSep 2014 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 15 states (CA, CT, DE, FL, KY, ME, NC, NJ, NY, PA, SC, TX, VA, VT, WY).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5237387
- Firm CRD
- 164484