David Ramos
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Sep 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2025 to now
- J.P. Morgan Securities LLCJun 2023 to Jul 2025
- JPMorgan Chase Bank (in)Jun 2023 to Jul 2025
- The Huntington Investment CompanyOct 2022 to Jun 2023
- The Huntington National BankOct 2022 to Jun 2023
- J.P. Morgan Securities LLCOct 2020 to Oct 2022
- JPMorgan Chase Bank, N.A.Oct 2020 to Oct 2022
- PNC BankNov 2019 to Oct 2020
- J.P. Morgan Securities LLCApr 2014 to Nov 2019
- JPMorgan Chase Bank, N.A.May 2012 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (IN, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5234728
- Firm CRD
- 7691