Daniel Schwartz
Investment adviser representative at Wealth Enhancement Advisory Services, LLC
16 yearsExperience
1 stateRegistered in
$122.2BFirm assets
24 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Wealth Enhancement Brokerage ServicesJan 2026 to now
- Wealth Enhancement Advisory Services, LLCJun 2025 to now
- Wealth Enhancement GroupJun 2025 to now
- UnemployedFeb 2025 to May 2025
- Nuveen Asset Management, LLCOct 2020 to Jan 2025
- Nuveen Securities, LLCOct 2020 to Jan 2025
- Clearbridge Investments LLCNov 2010 to Oct 2020
- Legg Mason & Co LLCNov 2010 to Oct 2020
- Legg Mason Investor Services, LLCNov 2010 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (NC).
Wealth Enhancement Advisory Services, LLC
$122.2BAssets managed
85,001Clients
1,002Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5233875
- Firm CRD
- 116407