Joyce Ghu
Investment adviser representative at Transamerica Financial Advisors, LLC
12 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Highcroft Homeowners Association Board MemberSep 2024 to now
- Netlaw.comAug 2022 to now
- Transamerica Financial Advisors, IncJun 2021 to now
- Best Accounting Amp; Tax Solutions LLCApr 2021 to now
- WfgiaApr 2021 to now
- Joyce GhuJul 2016 to now
- Coalition for Asian Cultural Awareness IncOct 2023 to Apr 2025
- Virtues of Aging Professionals IncSep 2023 to Aug 2024
- Polytech Fibers LLCJun 2023 to Sep 2023
- Asian Cultural Empowerment CorpFeb 2022 to Apr 2025
- Korean American Society of Certified Public Accountants of GreatFeb 2022 to Dec 2023
- Pinnacle Glen Townhome Hoa BoardApr 2020 to Dec 2021
- MML Invetors Services LLCJul 2016 to Jun 2021
- Metlife Securities IncJul 2014 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (GA, NJ).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5233012
- Firm CRD
- 16164