Colin P Prince
Investment adviser representative at TD Capital Management LLC
20 yearsExperience
1 stateRegistered in
$1.2BFirm assets
30 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- TD Capital Management LLCJun 2018 to now
- Bank of America, N.A.Jul 2011 to May 2018
- Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691Oct 2006 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (TN).
TD Capital Management LLC
$1.2BAssets managed
451Clients
8Advisers
30 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5232395
- Firm CRD
- 106125