Thomas Mccarthy Obrien
Investment adviser representative at Rothschild Wealth LLC
10 yearsExperience
1 stateRegistered in
$1.7BFirm assets
14 yearsFirm in business
Are you Thomas Mccarthy Obrien? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Rothschild Wealth LLCMay 2025 to now
- Rothschild InvestmentsMay 2025 to now
- Morningstar Investment ServicesSep 2022 to May 2025
- Genesis Global Trading, IncMay 2022 to Aug 2022
- Grayscale Securities, LLCMay 2022 to Aug 2022
- Northern Lights Distributors, LLCNov 2016 to May 2022
- Astor Investment Management LLCSep 2016 to May 2022
Exams passed
- Series 65 · Uniform Investment Adviser Law2007
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (IL).
Rothschild Wealth LLC
$1.7BAssets managed
3,656Clients
28Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5230392
- Firm CRD
- 162442