David S Richards
Investment adviser representative at John Hancock Personal Financial Services, LLC
18 yearsExperience
2 statesRegistered in
$2.2BFirm assets
11 yearsFirm in business
Are you David S Richards? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
18 years in the industry.
- John Hancock Personal Financial Services, LLCMay 2021 to now
- John HancockApr 2021 to now
- John Hancock Distributors LLCApr 2021 to now
- Giact Systems, An Lseg CompanyDec 2019 to Apr 2021
- Charles Schwab & Co., Inc.Dec 2016 to Nov 2019
- Fidelity Brokerage Services LLCJan 2008 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (MA, TX).
John Hancock Personal Financial Services, LLC
$2.2BAssets managed
35,589Clients
64Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5223260
- Firm CRD
- 174433