Pegler Jane Swift
Investment adviser representative at Compass Investments LLC
20 yearsExperience
1 stateRegistered in
ChFC®Designation
$93.2MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- Compass Investments LLCJan 2026 to now
- Northwestern Mutual Investment Services, LLCApr 2007 to now
- Keith DragooDec 2006 to now
Designations
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (OR).
Compass Investments LLC
$93.2MAssets managed
176Clients
4Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5220428
- Firm CRD
- 141323