Joseph Scott Smithwick
Investment adviser representative at Broadlake Financial Management
22 yearsExperience
1 stateRegistered in
$409.6MFirm assets
37 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
22 years in the industry.
- Broadlake Financial ManagementNov 2006 to now
- Eley Financial Management, Inc.Jun 2004 to now
Exams passed
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 1 state (VT).
Broadlake Financial Management
Legal name: Eley Financial Management, Inc.
$409.6MAssets managed
463Clients
4Advisers
37 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5219257
- Firm CRD
- 105057