Tricia Lynn De haan
Investment adviser representative at Cwm, LLC
13 yearsExperience
1 stateRegistered in
$50.6BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Carson WealthAug 2022 to now
- Cwm, LLCAug 2022 to now
- Cetera Wealth Services, LLCAug 2022 to Jul 2025
- Raymond James Financial Services Advisors, IncJan 2021 to Aug 2022
- Marion County Bank dba Main Street Advisory GroupSep 2018 to Aug 2022
- Raymond James Financial Services, IncSep 2018 to Aug 2022
- Marion County BankJan 2013 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (IA).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5219013
- Firm CRD
- 155344