Rosalyn Kristina Brown
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$17BFirm assets
Are you Rosalyn Kristina Brown? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Principal Life Insurance CompanySep 2024 to now
- Principal Securities, Inc.Sep 2024 to now
- PNC Capital Advisors, LLCAug 2021 to Sep 2024
- PNC Capital Markets, LLCAug 2021 to Sep 2024
- Newport Group ConsultingApr 2021 to Aug 2021
- Newport Group Securities, Inc.May 2019 to Aug 2021
- Newport Group, Inc.May 2019 to Aug 2021
- PNC Funds Distributor, LLCFeb 2016 to May 2019
- PNC Capital Advisors, LLCDec 2015 to May 2019
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2006
- Series 63 · Uniform Securities Agent State Law2016
State registrations
Registered as an investment adviser representative in 1 state (DC).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5217317
- Firm CRD
- 1137