Brooks Christopher Berardi
Investment adviser representative at MML Investors Services, LLC
12 yearsExperience
2 statesRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Massmutual Life Insurance CoAug 2023 to now
- MML Investors Services, LLCAug 2023 to now
- LPL Financial, LLCMay 2022 to Aug 2023
- Cuna Brokerage ServicesFeb 2019 to May 2022
- Cuna Mutual GroupFeb 2019 to May 2022
- UnemployedFeb 2018 to Feb 2019
- Mccoy Foat Wealth Management Group, LLCApr 2014 to Feb 2018
- Independent Financial Group, LLCMar 2014 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5216860
- Firm CRD
- 10409