William Courtney Leffall
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCDec 2023 to now
- Svb Investment Services IncApr 2022 to Dec 2023
- Svb Wealth LLCApr 2022 to Dec 2023
- Boston Private Wealth LLCMar 2022 to Apr 2022
- Svb Wealth Advisory Inc.Mar 2021 to Apr 2022
- Apex Clearing CorporationOct 2019 to Mar 2021
- Dimensional Fund AdvisorsSep 2014 to Oct 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5211412
- Firm CRD
- 6413