Ricky Lawson Carroll
Investment adviser representative at PNC Wealth Management
12 yearsExperience
1 stateRegistered in
$30.3BFirm assets
23 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- PNC Wealth Management LLCAug 2023 to now
- PNC Investments LLCAug 2023 to now
- Guardian Life Insurance CompanyNov 2022 to Aug 2023
- Park Avenue SecuritiesNov 2022 to Aug 2023
- UnemployedJul 2022 to Oct 2022
- Colorado Financial Service CorporationMay 2021 to Jul 2022
- Mohave County Pools and SpasJan 2021 to May 2021
- UnemployedAug 2020 to Jan 2021
- Atlantic Christian AcademyAug 2019 to Aug 2020
- Gwn Securities, Inc.May 2019 to Dec 2019
- Lincoln Investment Planning, LLCApr 2019 to Apr 2019
- Park Avenue SecuritiesMar 2014 to Apr 2019
- Guardian Life InsJan 2014 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 1 state (AZ).
PNC Wealth Management
$30.3BAssets managed
164,105Clients
1,167Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5197265
- Firm CRD
- 129052