Ian Joseph Stock
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- City National BankNov 2025 to now
- RBC Capital Markets, LLCOct 2025 to now
- JPMorgan Chase Bank, NAMay 2022 to Oct 2025
- JPMorgan Securities LLCMay 2022 to Oct 2025
- Patrick Capital Markets, LLCApr 2020 to Apr 2022
- UnemployedJan 2020 to Mar 2020
- Ultimus Fund SolutionsDec 2016 to Dec 2019
- Lyrical PartnersNov 2016 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (CA).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5195617
- Firm CRD
- 31194