Alan Gregory Bradley
Investment adviser representative at Rwm Capital, LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$222.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Rwm Capital, LLCJan 2025 to now
- Pruco Securities, LLC.Aug 2021 to Dec 2024
- Prudential Financial Planning ServicesAug 2021 to Dec 2024
- Bank of America, N.A.Oct 2019 to Aug 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2019 to Aug 2021
- TIAANov 2015 to Sep 2019
- TIAA-CREF Individual & Institutional Services, LLCNov 2015 to Sep 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (AL).
Rwm Capital, LLC
$222.4MAssets managed
1,439Clients
13Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5193839
- Firm CRD
- 310635