Skip to content

Guy L. Austin

Investment adviser representative at Pfg Advisors
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$3.3BFirm assets

Are you Guy L. Austin? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

11 years in the industry.

  1. Osaic Wealth, Inc.Jun 2024 to now
  2. Pfg AdvisorsMay 2015 to now
  3. LPL Financial LLCApr 2015 to now
  4. Truwest Credit Union-azApr 2015 to now
  5. Securities America Inc.Oct 2017 to Jun 2024

Designations

  • CFP® certification

Exams passed

  • Series 65 · Uniform Investment Adviser Law2006
  • Series 63 · Uniform Securities Agent State Law2008

State registrations

Registered as an investment adviser representative in 2 states (AZ, TX).

Pfg Advisors

Legal name: Pfg Advisors, LLC

$3.3BAssets managed
7,592Clients
83Advisers
11 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5192959
Firm CRD
173344
Advisor's SEC record (opens in a new tab)
CallContact this firm