Maurice E Miller
Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
3 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaJun 2023 to now
- Pruco Securities, LLCJun 2023 to Nov 2024
- MML Investors Services, LLCJun 2017 to Jun 2023
- Mass Mutual Life Insurance CompanyMay 2017 to Jun 2023
- LPL Financial LLCApr 2015 to May 2017
- Redwood Financial Network Corp.Mar 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 3 states (KY, OH, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5190381
- Firm CRD
- 8733