Dennis Nicholas Cordova
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$24.9BFirm assets
Are you Dennis Nicholas Cordova? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCOct 2025 to now
- Bank of America N.A.Feb 2019 to Oct 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2019 to Oct 2025
- Key Investment Services LLCSep 2012 to Feb 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2013
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5188846
- Firm CRD
- 8733