Scott David Hocker
Investment adviser representative at Raymond James Financial Services Advisors, Inc
15 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Raymond James Financial Services Advisors, Inc.Dec 2021 to now
- Beyond Wealth AdvisorsDec 2021 to now
- Raymond James Financial Services, Inc.Dec 2021 to now
- MML Investors Services, LLCApr 2020 to Dec 2021
- Massmutual Life Insurance CoMar 2020 to Dec 2021
- American Family InsuranceDec 2011 to Mar 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (MO).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5187368
- Firm CRD
- 149018