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Paul Alexander Austin

Investment adviser representative at Mainstay Capital Management, LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$5.3BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

10 years in the industry.

  1. Mainstay Capital Management, LLCFeb 2026 to now
  2. Farther Finance AdvisorsFeb 2025 to Feb 2026
  3. Savvy WealthJun 2024 to Feb 2025
  4. Insight Wealth StrategiesOct 2020 to Jun 2024
  5. Foster Victor Wealth Advisors, LLCOct 2020 to May 2021
  6. Self-employedJun 2020 to Oct 2020
  7. Allworth FinancialAug 2019 to Jun 2020
  8. Yellow Brick Road AdvisorsNov 2018 to Aug 2019
  9. Private OceanDec 2017 to Aug 2018
  10. UnemployedSep 2017 to Nov 2017
  11. Rubicon MdNov 2016 to Aug 2017

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2008
  • Series 65 · Uniform Investment Adviser Law2017

State registrations

Registered as an investment adviser representative in 1 state (MI).

Mainstay Capital Management, LLC

$5.3BAssets managed
3,454Clients
22Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5166342
Firm CRD
109528
Advisor's SEC record (opens in a new tab)
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