Benjamin Rodriguez
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLC.Dec 2024 to now
- Bank of America, N.A.Sep 2022 to Dec 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2022 to Sep 2022
- Bbva Compass Insurance Agency IncJul 2018 to Apr 2022
- Bbva Securities IncJul 2018 to Apr 2022
- Compass BankJun 2018 to Apr 2022
- Allstate - Elsa Morales Insurance AgencyMay 2018 to Jun 2018
- United Health CareMar 2018 to Jul 2018
- UnemployedDec 2017 to Mar 2018
- Charles Schwab & Co.,incMar 2017 to Dec 2017
- AdpOct 2015 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5164985
- Firm CRD
- 19616