Richard Joseph Osmond
Investment adviser representative at Ae Wealth Management, LLC
19 yearsExperience
2 statesRegistered in
$49.8BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Ae Wealth Management, LLCAug 2024 to now
- Family Focus Financial GroupAug 2024 to now
- Bank of America N.A.Nov 2022 to Aug 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2022 to Aug 2024
- UnemployedApr 2022 to Sep 2022
- Santander Bank, NAJan 2019 to Apr 2022
- Santander Securities, LLCJan 2019 to Apr 2022
- J.P. Morgan Securities LLCOct 2012 to Dec 2018
- JPMorgan Chase Bank NAJun 2007 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NJ, SC).
Ae Wealth Management, LLC
$49.8BAssets managed
128,073Clients
464Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5162601
- Firm CRD
- 282580