Sergio David Ruiz
Investment adviser representative at T. Rowe Price Associates, Inc.
11 yearsExperience
1 stateRegistered in
$2.2TFirm assets
79 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- T. Rowe Price Associates, Inc.Aug 2020 to now
- T Rowe PriceMay 2018 to now
- UnemployedMay 2017 to Apr 2018
- Northern Lights Distributors, LLCOct 2015 to Apr 2017
- Newfound Research, LLCSep 2015 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (MD).
T. Rowe Price Associates, Inc.
$2.2TAssets managed
6,887Clients
223Advisers
79 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5160159
- Firm CRD
- 105496