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Thomas Damon Gates

Investment adviser representative at Cain, Watters & Associates, LLC
24 yearsExperience
2 statesRegistered in
$5BFirm assets
35 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

24 years in the industry.

  1. Cain, Watters & Associates, LLCOct 2002 to now

Exams passed

  • Series 65 · Uniform Investment Adviser Law2006

State registrations

Registered as an investment adviser representative in 2 states (LA, TX).

Cain, Watters & Associates, LLC

$5BAssets managed
3,397Clients
74Advisers
35 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5155635
Firm CRD
111521
Advisor's SEC record (opens in a new tab)
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