Nicholas Arthur Nielsen
Investment adviser representative at Raymond James Financial Services Advisors, Inc
13 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$390BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Raymond James Financial Services Advisors Inc.Jan 2026 to now
- Raymond James Financial Services Inc.Jan 2026 to now
- Independent Advisor Alliance, LLCSep 2017 to Jan 2026
- LPL Financial, LLCSep 2017 to Jan 2026
- Suntrust Advisory Services Inc.Sep 2016 to Sep 2017
- Suntrust Investment Services Inc.Sep 2013 to Sep 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 3 states (NC, SC, TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5155596
- Firm CRD
- 149018