Ernest William Ross
Investment adviser representative at Independent Advisor Alliance, LLC
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$17.2BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Independent Advisor Alliance, LLCSep 2022 to now
- LPL FinancialSep 2022 to now
- Fifth Third SecuritiesMar 2017 to Jul 2022
- Bank of America, N.A.Jun 2014 to Mar 2017
- Merrill Lynch, Pierce, Fenner and Smith IncorporatedApr 2014 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (NC, SC).
Independent Advisor Alliance, LLC
$17.2BAssets managed
45,002Clients
302Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5154373
- Firm CRD
- 168267