Andrew Joseph Oswald
Investment adviser representative at Modern Wealth Management, LLC
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$10.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Mutual Securities, Inc.Jun 2026 to now
- Modern Wealth Management, LLCMay 2026 to now
- Flaharty Asset Management, LLCOct 2014 to now
- Flaharty & Associates, LLCOct 2014 to May 2026
- LPL Financial LLCOct 2014 to May 2026
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (FL).
Modern Wealth Management, LLC
$10.9BAssets managed
11,934Clients
161Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5153830
- Firm CRD
- 324624