Yun-yu Szu
Investment adviser representative at Raymond James Financial Services Advisors, Inc
20 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Raymond James Financial Services Advisors, Inc.Apr 2025 to now
- First Tech Federal Credit UnionApr 2025 to now
- Raymond James Financial Services, Inc.Apr 2025 to now
- Cadaret, Grant, & Co. IncSep 2022 to Apr 2025
- Next Financial Group IncSep 2022 to Apr 2025
- Scf SecuritiesSep 2022 to Apr 2025
- Western International Securities IncSep 2022 to Apr 2025
- Cuso Financial Services, LPAug 2021 to Apr 2025
- Sorrento Pacifici Fianacial LLCAug 2021 to Apr 2025
- Strategic Wealth Advisors GroupMay 2021 to Aug 2021
- LPL Financial, LLCApr 2021 to Aug 2021
- Sorrento Pacific Financial, LLCFeb 2019 to Apr 2021
- Cuso Financial Services, LPMar 2018 to Apr 2021
- LPL FinancialMay 2006 to Mar 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5153136
- Firm CRD
- 149018