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Matthew S Cornett

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2022 to now
  2. Merrill LynchJan 2022 to now
  3. Dominic MirabellaJul 2020 to Dec 2021
  4. Brad SeitzingerDec 2019 to Jul 2020
  5. Northwestern Mutual Investment Services LLCDec 2015 to Dec 2021
  6. R Philip SarneckiDec 2015 to Dec 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2006
  • Series 65 · Uniform Investment Adviser Law2014

State registrations

Registered as an investment adviser representative in 3 states (MI, NJ, TX).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5153122
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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