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Mark Kierna

Investment adviser representative at Northern Trust Investments, Incorporated
16 yearsExperience
1 stateRegistered in
$1.2TFirm assets
37 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

16 years in the industry.

  1. Northern Trust Investments, IncorporatedMar 2025 to now
  2. Northern TrustMar 2025 to now
  3. Northern Trust Securities, Inc.Mar 2025 to now
  4. Calamos Financial Services LLCJun 2023 to Feb 2025
  5. Nuveen Asset Management, LLCNov 2010 to Apr 2023

Exams passed

  • Series 66 · Uniform Combined State Law2008

State registrations

Registered as an investment adviser representative in 1 state (IL).

Northern Trust Investments, Incorporated

$1.2TAssets managed
41,027Clients
31Advisers
37 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5149248
Firm CRD
105780
Advisor's SEC record (opens in a new tab)
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