Sherry Lynn Richards
Investment adviser representative at UBS Financial Services Inc.
6 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
6 years in the industry.
- UBS Financial Services Inc.Aug 2022 to now
- UBS FinancialAug 2022 to now
- Charles SchwabJun 2022 to Aug 2022
- Wells Fargo Clearing Services LLCMay 2019 to Jun 2022
- J.P. Morgan Securities LLCFeb 2019 to May 2019
- JPMorgan Chase Bank, N.A.Feb 2019 to May 2019
- Raymond James Financial Services Advisor IncMay 2018 to Jan 2019
- Raymond James Financial Services, IncMay 2018 to Jan 2019
- Southside BankApr 2018 to Jan 2019
- Wells Fargo Clearing Services LLCJan 2018 to May 2018
- Wells Fargo Bank, NADec 2017 to May 2018
- Destination PetJun 2017 to Feb 2018
- Dugan's Dog House, LLCMar 2016 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5146830
- Firm CRD
- 8174