Michael Paul Otterson
Investment adviser representative at Ascentis Independent Advisors, LLC
12 yearsExperience
3 statesRegistered in
$2.1BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Ascentis Independent Advisors, LLCJan 2026 to now
- Golden State Asset ManagementDec 2025 to now
- Freedom Investment Management, Inc.Nov 2023 to now
- 3d/l Capital Management, LLCDec 2020 to now
- 3d Asset Management, Inc.Mar 2020 to Dec 2020
- Pogson & Matt Wealth Management Group, LLCJan 2019 to Mar 2020
- Fidelity Personal and Workplace AdvisorsJul 2018 to Jan 2019
- Fidelity Brokerage Services, LLCMar 2018 to Jan 2019
- Unemployed/looking for WorkJan 2018 to Mar 2018
- Auric SolarJun 2017 to Dec 2017
- Transamerica Investors Securities CorporationSep 2014 to Jun 2017
- Transamerica Retirement SolutionsSep 2014 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 3 states (CA, TX, UT).
Ascentis Independent Advisors, LLC
$2.1BAssets managed
2,815Clients
51Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5143631
- Firm CRD
- 322879