Rob Nicholas Stone
Investment adviser representative at Northwestern Mutual Investment Services,LLC
12 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
12 years in the industry.
- Cody James WittmanApr 2026 to now
- Northwestern Mutual Wealth Management CompanyFeb 2023 to now
- Northwestern Mutual Investment Services, LLCJan 2023 to now
- James WheelerJan 2023 to now
- Casey PetersonDec 2022 to now
- Robert FussellDec 2022 to now
- S. Sean FittsDec 2022 to now
- Vaughan HobanDec 2022 to now
- Primary CaregiverMar 2021 to now
- Principal SecuritiesSep 2020 to Mar 2021
- DatavestApr 2017 to Sep 2020
- Morgan StanleyJan 2014 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2014
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NC).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5143019
- Firm CRD
- 2881