Charles Molloy
Investment adviser representative at LPL Financial LLC
14 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial LLCMay 2022 to now
- GrubhubMay 2020 to now
- DoordashApr 2020 to now
- InstacartApr 2020 to now
- LyftMar 2020 to now
- UberMar 2020 to now
- Uber EatsMar 2020 to now
- Cuna Brokerage Services, Inc.Jul 2020 to May 2022
- Cuna Mutual GroupJul 2020 to May 2022
- PostmatesApr 2020 to Jun 2020
- Pruco Securities LLCSep 2019 to Feb 2020
- Prudential Insurance Company of AmericaSep 2019 to Feb 2020
- PNC InvestmentsOct 2018 to Aug 2019
- TD Ameritrade Investment Management, LLCFeb 2018 to Sep 2018
- TD Ameritrade, Inc.Feb 2018 to Sep 2018
- Scottrade, Inc.Mar 2012 to Sep 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (IN, PA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5140692
- Firm CRD
- 6413