Ronald Allen Schwarz
Investment adviser representative at LPL Financial LLC
20 yearsExperience
12 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
20 years in the industry.
- LPL Financial LLCMar 2025 to now
- Ic Advisory Services, Inc.Oct 2021 to now
- The Investment Center, Inc.Oct 2021 to now
- Grove Point Advisors, LLCApr 2021 to Oct 2021
- Grove Point Investments, LLC.Apr 2006 to Oct 2021
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 12 states (AZ, CA, DC, IN, MA, MD, NC, NJ, NY, PA, VA, WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5137440
- Firm CRD
- 6413