Casey William Nelson
Investment adviser representative at LPL Financial LLC
13 yearsExperience
4 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCMay 2023 to now
- U.S. Bancorp Investments, Inc.Feb 2022 to May 2023
- U.S. BankJul 2021 to May 2023
- Cetera Investment Advisers LLCFeb 2021 to Aug 2021
- Cetera Investment Services LLCFeb 2021 to Aug 2021
- Regions BankNov 2020 to Aug 2021
- Charles Schwab Bank, SsbAug 2020 to Nov 2020
- Charles Schwab & Co., Inc.Dec 2018 to Nov 2020
- Charles Schwab Premier BankDec 2018 to Aug 2020
- Wells Fargo AdvisorsApr 2018 to Dec 2018
- Wells Fargo Clearing Services, LLCNov 2016 to Dec 2018
- Wells Fargo BankJan 2016 to Apr 2018
- Wells Fargo Advisors LLCApr 2013 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 4 states (CA, MO, SD, WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5136729
- Firm CRD
- 6413