Joseph John Palumbo
Investment adviser representative at Cetera Investment Advisers LLC
27 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
27 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Palumbo Financial & Tax Services LLCSep 2020 to now
- Joseph J Palumbo, CpaNov 2001 to now
- Cr, IncSep 1999 to now
- Magnolia Grandiflora LLCApr 2018 to Oct 2021
- Tickmark IncJan 2017 to Dec 2018
- Avantax Insurance Agency, LLCMar 2016 to Sep 2025
- Avantax Advisory ServicesJan 2007 to Sep 2025
- Avantax Investment ServicesApr 2006 to Sep 2025
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 3 states (MD, TX, WV).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5133845
- Firm CRD
- 105644