Sarah Jocelyn Brockhouse
Investment adviser representative at Charles Schwab & Co., Inc.
21 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
21 years in the industry.
- Charles Schwab & Co., Inc.Feb 2023 to now
- Charles Schwab Bank SsbFeb 2023 to now
- Fidelity Personal and Workplace AdvisorsJul 2018 to Feb 2023
- Fidelity Brokerage Services LLCJan 2008 to Feb 2023
- Fidelity InvestmentsApr 2005 to Feb 2023
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5133652
- Firm CRD
- 5393