Brent T Putz
Investment adviser representative at Northrock Partners, LLC
20 yearsExperience
5 statesRegistered in
$12.2BFirm assets
13 yearsFirm in business
Are you Brent T Putz? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
20 years in the industry.
- Northrock Partners, LLCJan 2016 to now
- Northwestern Mutual Wealth Management CompanyJan 2016 to now
- Condo RentalAug 2009 to now
- Northwestern Mutual Investment Services, LLCMay 2006 to now
- Northwestern Mutual Life Insurance CompanyApr 2006 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
State registrations
Registered as an investment adviser representative in 5 states (CA, MN, NC, TX, WI).
Northrock Partners, LLC
$12.2BAssets managed
4,811Clients
92Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5132943
- Firm CRD
- 167908