Charles K Tai
Investment adviser representative at T. Rowe Price Associates, Inc.
12 yearsExperience
1 stateRegistered in
$2.2TFirm assets
79 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- T. Rowe Price Associates, Inc.May 2025 to now
- T Rowe PriceFeb 2025 to now
- Transamerica Capital, Inc.Aug 2022 to Feb 2025
- Gwfs Equities, Inc.Jul 2018 to Jul 2022
- Valic Financial Advisors, Inc.Mar 2018 to Jul 2018
- UnemployedJan 2018 to Mar 2018
- Transamerica Investors Securities CorporationNov 2017 to Jan 2018
- Transamerica Retirement SolutionsNov 2017 to Jan 2018
- UnemployedAug 2017 to Nov 2017
- Charles Schwab & Co., Inc.May 2017 to Aug 2017
- Charles Schwab BankMay 2017 to Aug 2017
- Gwfs Equities, Inc.Jan 2017 to May 2017
- TransamericaJul 2014 to Jan 2017
- Transamerica Capital IncJul 2014 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CO).
T. Rowe Price Associates, Inc.
$2.2TAssets managed
6,887Clients
223Advisers
79 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5132742
- Firm CRD
- 105496