Caroline W Sobolewski
Investment adviser representative at Raymond James Financial Services Advisors, Inc
19 yearsExperience
2 statesRegistered in
$390BFirm assets
17 yearsFirm in business
Are you Caroline W Sobolewski? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Raymond James Financial Services Advisors, Inc.Jun 2023 to now
- Raymond James Financial Services, Inc.Jun 2023 to now
- Bank of America, N.A.Aug 2013 to Jun 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2007 to Jun 2023
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5132015
- Firm CRD
- 149018