Scott Todd Ferguson
Investment adviser representative at Financial Concepts
14 yearsExperience
2 statesRegistered in
$1.1BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Financial ConceptsMay 2012 to now
- National Planning CorporationApr 2015 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 2 states (MS, TX).
Financial Concepts
Legal name: Giraffes, Inc.
$1.1BAssets managed
2,537Clients
4Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5128168
- Firm CRD
- 157616