James Richard Crocker
Investment adviser representative at Apeiron
14 yearsExperience
1 stateRegistered in
$852MFirm assets
9 yearsFirm in business
Are you James Richard Crocker? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Parallel Advisors, LLCJun 2026 to now
- ApeironOct 2025 to now
- Aperion dba Three OaksDec 2021 to now
- Cetera Advisors LLCFeb 2012 to Dec 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 1 state (CA).
Apeiron
Legal name: Apeiron Ria LLC
$852MAssets managed
1,184Clients
11Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5127548
- Firm CRD
- 289273