Allison J Zech
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
20 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- PNC Wealth Management LLCApr 2022 to now
- PNC Investments LLCMar 2022 to now
- Pruco Securities, LLCMay 2021 to Mar 2022
- The Prudential Insurance Company of AmericaMay 2021 to Mar 2022
- Centra Credit UnionApr 2019 to May 2021
- Cuna Brokerage Services, Inc.Apr 2019 to May 2021
- Horace Mann CompaniesMay 2018 to Apr 2019
- Horace Mann Investors, Inc.May 2018 to Apr 2019
- J.W. Cole Advisors, Inc.Mar 2018 to Apr 2018
- J.W. Cole Financial, Inc.Mar 2018 to Apr 2018
- UnemployedDec 2017 to Mar 2018
- Edward JonesNov 2017 to Dec 2017
- LPL Financial LLC / Old National InvestmentsOct 2012 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (IN).
PNC Wealth Management
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 5115667
- 129052