Christopher Scott Leo
Investment adviser representative at New York Life Investment Management LLC
12 yearsExperience
1 stateRegistered in
$120.7BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- New York Life Investment Management LLCApr 2024 to now
- New York Life InvestmentsMar 2024 to now
- Morgan Stanley Smith Barney LLCJun 2019 to Mar 2024
- UnemployedApr 2018 to Jun 2019
- Legg Mason & Co.Dec 2014 to Mar 2018
- Legg Mason Investor Services LLCDec 2014 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (MD).
New York Life Investment Management LLC
$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5107594
- Firm CRD
- 109591