Jonathan R Chance
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
7 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Bank of America, N.A.Dec 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to now
- Northwestern Mutual Wealth Management CompanyMar 2022 to Oct 2022
- Northwestern Mutual Investment Services LLCNov 2021 to Oct 2022
- Osmar GarciaNov 2021 to Oct 2022
- Gilberto GarciaNov 2021 to Mar 2022
- Grey Wisdom Investment PropertiesOct 2021 to Nov 2021
- Garcia Wealth Management Northwestern MutualJul 2021 to Nov 2021
- First Security BankJan 2021 to Jul 2021
- UnemployedMar 2020 to Jan 2021
- Charles SchwabSep 2017 to Mar 2020
- Fidelity InvestmentsOct 2015 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 2 states (AR, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5105597
- Firm CRD
- 7691